Course curriculum

  • 1

    Introduction to Course

    • Overview of Course
    • Pre-Quiz
  • 2

    Regulatory Compliance

    • What is Regulatory Compliance?
    • Importance of Regulatory Compliance
    • Quiz 1
  • 3

    Non-Compliance Risks

    • 4 Types of Risks
    • Quiz 2
  • 4

    Compliance Management System (CMS)

    • What is The CMS?
    • Interdependent Control Components
    • The CMS Cycle
    • Quiz 3
  • 5

    Compliance Function

    • Overview
    • Role of Compliance Group
    • Structure
    • Business Lines
    • Functions
    • Quiz 4
  • 6

    Lexicon of Laws

    • Federal and State Legislature
    • Regulatory Agencies
    • Case Law
    • Quiz 5
  • 7

    Rule-Making

    • What is Rule-Making?
    • Process
    • Standard Format
    • Quiz 6
  • 8

    Regulators

    • What are Regulators?
    • Federal Regulatory Agencies
    • State and Local Regulatory Agencies
    • Quiz 7
  • 9

    Categories of Mortgage Lending Laws

    • The Laws
    • Quiz 8
  • 10

    Regulatory Compliance Resources

    • Online Statues and Regulations
    • CFR Structure and Citation
    • Federal and State Agency Resources
    • Industry Resources
    • Quiz 9
  • 11

    Final Exam

    • Final Exam

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